# Earnshaw’s Theorem¶

**Earnshaw’s theorem** states that
“A charged particle cannot be held [statically] in a
stable equilibrium by electrostatic forces
alone.” (Griffiths, p.115)

Another way to express this is that the *Laplace Equation* has no
solution with local extrema (minima or maxima) in free space.
may, however, have unstable saddle points
(Wikipedia:Saddle_point) such as in the center of a multipole
(like SIMION Example: octupole shown in Figure 1).
Local extrema can, however, exist on the electrodes (boundary conditions).
If there is space-charge (*Poisson Equation*),
local extrema can occur near the space-charge
(Figure 2).

Earnshaw’s theorem can be understood by the fact that under the
Laplace equation, the potential at a point is basically the
average of the potentials of the points surrounding it:
for a sphere surface S of area A centered at
(Griffiths, p. 113).
This equation can be observed in SIMION [1] and it is
likewise observed in the finite difference equations
(“refining equations” in the “Computational Methods” appendix of the
7.0-8.1 *SIMION User Manual*).

This theorem has implications on *ion traps*,
which hold particles in place but do so by other means such as
magnetic or RF electric fields.
Purely electric fields can also trap *dynamically*
moving charged particles (see *Electrostatic Trap*),
which is not a violation of Earnshaw’s theorem.

Some examples of SIMION computed fields illustrating Earnshaw’s theorem are shown in the Figure 1. Local extrema in free space are indeed never observed, at least in the absence of space charge like in Figure 2.

## Neutral Particles¶

Neutral particles with a dipole are affected by electric fields. How does Earnshaw’s theorem apply here? Neutral particles can be either “low-field seekers” or “high-field seekers.” In free space, the magnitude of the electric field can have a local minimum (e.g. see blue lines in Figure 1) but not a local maximum.

- “In contrast, the electric field strength can have a minimum in free space (note that the Earnshaw theorem does not allow for a maximum), and molecules in low-field seeking quantum states, that is, in quantum states with a negative effective dipole moment, can thus be trapped with static electric fields.” (van de MeerakkerBethlem2012)
- ”...we shall show below that the stable levitation and trapping of a neutral polarizable object, which is a high-field seeker, is generally impossible in an arbitrary electrostatic field configuration.... Some known ways to evade Earnshaw’s theorem and, thereby, to construct a truly stable trap for charged particles or for neutral particles are as follows: ... (iv) to use the low-field seeking property of neutral diamagnetic objects to levitate them in strong inhomogeneous magnetic fields.” (MinterChiao2007)

## Footnotes¶

[1] To verify this equation in practice (under SIMION >= 8.1.1), open SIMION Example: octupole, fast adjust electrodes #1 and #2 to 100 and -100 V respectively, and then enter the following (all on one line) into the bottom SIMION command bar:

```
local INT = require 'simionx.Integration';
local R = 100; local area = 4*math.pi*R^2;
local x0,y0,z0=150,50,0;
local co = INT.montecarlo_integrate{
func=function(x,y,z) return simion.wb:epotential(x,y,z)/area end,
shape=INT.sphere(x0,y0,z0, R)};
repeat local result, result_stdev, count, is_end = co();
print(result, result_stdev, count, is_end) until is_end;
print(simion.wb:epotential(x0,y0,z0), '<-- expected')
```

which uses *simionx.Integration - Numerical integration routines* and *simion.wb*.
The output demonstrates equality (within numerical accuracy of this array and integration)
for both sides of the equation:

```
...
-2.1833243254334 0.0013340750177746 131072 true
-2.1856750962739 <-- expected
```

Note: for large R, the difference between both sides may provide an order-of-magnitude estimate of the numerical error in the field.

# See Also¶

*Ion Trap**Electrostatic Trap*- Wikipedia:Earnshaw’s_theorem
- Wikipedia:Maxima_and_minima
- Wikipedia:Saddle_point
- MinterChiao2007. Minter, S. J.; Chiao, R. Y. “Can a charged ring levitate a neutral polarizable object? Can Earnshaw’s theorem be extended to such objects?” Laser Physics. volume 17, issue 7, year 2007, pages 942-947. doi:10.1134/S1054660X07070079.
- van de MeerakkerBethlem2012. van de Meerakker|, Sebastiaan Y. T.; Bethlem, Hendrick L.; Vanhaecke, Nicolas; Meijer, Gerard. “Manipulation and Control of Molecular Beams” Chemical Reviews. volume 112, issue 9, year 2012, pages 4828-4878. doi:10.1021/cr200349r.